Hugh Au

ARGO INFRASTRUCTURE PARTNERS LP

NEW YORK, NY 10019

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CRD#: 4412059

Professional summary

Hugh Au is a registered financial advisor currently at ARGO INFRASTRUCTURE PARTNERS LP located in New York, New York.

Hugh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Hugh has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Au's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2021 - Present

ARGO INFRASTRUCTURE PARTNERS LP

Office #1: 650 Fifth Avenue 35th Floor, New York, NY, 10019

RIA

CRD#: 171246

NEW YORK, NY

Past

July 8, 2004 - January 21, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 10, 2001 - June 16, 2004

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGO INFRASTRUCTURE PARTNERS LP

ARGO INFRASTRUCTURE PARTNERS LLC | ARGO INFRASTRUCTURE PARTNERS LP

CRD#: 171246 / SEC#: 801-80796

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/11/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/9/2001

General Securities Representative Examination

Current Firm

ARGO INFRASTRUCTURE PARTNERS LP

ARGO INFRASTRUCTURE PARTNERS LLC | ARGO INFRASTRUCTURE PARTNERS LP

CRD#: 171246 / SEC#: 801-80796

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

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Contact information

Main Address

650 Fifth Avenue 35th Floor, New York, NY, 10019

Mailing Address

Phone number

(212) 521-5096

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ARGO INFRASTRUCTURE PARTNERS-MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 6,228,185,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hugh Au

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Au's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGO INFRASTRUCTURE PARTNERS LP

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

ARGO INFRASTRUCTURE PARTNERS LP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/2001

Series 7

Date: 10/9/2001

Current Firm

ARGO INFRASTRUCTURE PARTNERS LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGO INFRASTRUCTURE PARTNERS LP

TRUST BUT VERIFY

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