Matthew A. Herrmann
Professional summary
Matthew Aaron Herrmann, who also goes by Matthew Herrmann, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Lewis Center, Ohio and EMPOWER FINANCIAL SERVICES, INC. located in Lewis Center, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Aaron Herrmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
September 19, 2019 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 21, 2001 - July 29, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
(11/11/2023)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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