Michael L. Romero
Professional summary
Michael Lee Romero is a registered financial advisor currently at WEALTH MANAGEMENT ADVISORS RIA, INC. located in Greeley, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lee Romero's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2020 - Present
WEALTH MANAGEMENT ADVISORS RIA, INC.
Office #1: 1707 61st Ave Suite 103, Greeley, CO 80634May 20, 2011 - September 30, 2021
DMK ADVISOR GROUP, INC.
May 20, 2011 - September 30, 2021
DMK ADVISOR GROUP, INC.
March 18, 2011 - May 17, 2011
HARRISON DOUGLAS, INC.
May 18, 2009 - March 21, 2011
WORKMAN SECURITIES CORPORATION
June 20, 2008 - March 21, 2011
WORKMAN SECURITIES CORPORATION
September 16, 2005 - June 20, 2008
CAPWEST SECURITIES, INC.
March 25, 2003 - October 11, 2005
UNITED SECURITIES ALLIANCE, INC.
April 3, 2002 - February 20, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/22/2022)
(7/31/2020)
(2/6/2023)
(7/7/2022)
Exams
Series 7TO
Date: 3/3/2024
General Securities Representative ExaminationCurrent Firm
WEALTH MANAGEMENT ADVISORS RIA, INC.
CRD#: 309694 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 167 |
| AUM (Assets Under Management) | $ 94,893,338 |
Red Flags
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