JS
Jacqueline M. Stulmaker
KEY INVESTMENT SERVICES LLC
East Greenbush, NY 12061
Some features on this profile are disabled
CRD#: 4411939
JS
Professional summary
Jacqueline Marie Stulmaker, who also goes by Jackie Marie Fearnley, Jacqueline Marie Fearnley, Jackie M Sager, Jackie Marie Sager, Jacqueline Marie Sager, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in East Greenbush, New York.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jacqueline has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackie Marie Fearnley | Jacqueline Marie Fearnley | Jackie M Sager | Jackie Marie Sager | Jacqueline Marie Sager
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2 Family Income Property; not investment-related; 59 Chestnut Street, Rensselaer, NY 12144; title: owner/lessor; start date 11/25/19; 4 hours per month; 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Marie Stulmaker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacqueline Marie Stulmaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2021 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 615 Columbia Turnpike, East Greenbush, NY 12061RIA
BD
CRD#: 136300
East Greenbush, NY
Current
April 4, 2013 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 615 Columbia Turnpike, East Greenbush, NY 12061RIA
BD
CRD#: 136300
East Greenbush, NY
Past
May 18, 2012 - March 14, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
TROY, NY
Past
July 30, 2010 - May 15, 2012
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
CLIFTON PARK, NY
Past
November 6, 2009 - July 14, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
February 4, 2009 - September 14, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
BD
CRD#: 38383
EAST GREENBUSH, NY
Past
January 25, 2007 - February 4, 2009
VP DISTRIBUTORS LLC
BD
CRD#: 3036
EAST GREENBUSH, NY
Past
July 16, 2001 - February 28, 2005
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/1/2018)
RR
Florida(10/17/2017)
RR
Georgia(11/1/2017)
RR
Illinois(10/17/2017)
RR
Maine(10/16/2017)
RR
Massachusetts(10/17/2017)
RR
Missouri(11/7/2017)
RR
New Hampshire(10/19/2017)
RR
New Jersey(10/16/2017)
RR
New York(4/4/2013)
IAR
New York(3/26/2021)
RR
North Carolina(10/17/2017)
RR
Ohio(8/14/2023)
RR
Pennsylvania(8/14/2023)
RR
South Carolina(8/14/2023)
RR
Tennessee(8/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
