AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TS

Timothy J. Sigstad

Some features on this profile are disabled
CRD#: 4411738
TS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy James Sigstad was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2005. Timothy had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 8, 2025 - March 10, 2026

CAISSA WEALTH STRATEGIES

RIA
CRD#: 150458
BLOOMINGTON, MN
Past

June 29, 2023 - April 10, 2025

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MINNETONKA, MN
Past

October 26, 2022 - April 11, 2025

ADVISORNET WEALTH PARTNERS

RIA
CRD#: 113074
Minnetonka, MN
Past

August 9, 2022 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
MINNETONKA, MN
Past

August 5, 2022 - April 10, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
MINNETONKA, MN
Past

February 20, 2008 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
MINNEAPOLIS, MN
Past

April 19, 2005 - February 4, 2011

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAISSA WEALTH STRATEGIES
CAISSA WEALTH STRATEGIES
CAISSA WEALTH STRATEGIES | NAME1008 | KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES | KP FINANCIAL MANAGEMENT DBA CHANNEL FINANCIAL WEALTH, LLC | KP FINANCIAL MANAGEMENT DBA CAISSA WEALTH STRATEGIES | CHANNEL FINANCIAL WEALTH LLC

CRD#: 150458 / SEC#: 801-114229

RIA
Registered Investment Advisory firm - (11/2/2018 Approved)
Minnesota
Registered Investment Advisory firm - (11/6/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/23/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/14/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2005
General Securities Representative Examination

Current Firm

CAISSA WEALTH STRATEGIES
CAISSA WEALTH STRATEGIES
CAISSA WEALTH STRATEGIES | NAME1008 | KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES | KP FINANCIAL MANAGEMENT DBA CHANNEL FINANCIAL WEALTH, LLC | KP FINANCIAL MANAGEMENT DBA CAISSA WEALTH STRATEGIES | CHANNEL FINANCIAL WEALTH LLC

CRD#: 150458 / SEC#: 801-114229

RIA
Registered Investment Advisory firm - (11/2/2018 Approved)
Minnesota
Registered Investment Advisory firm - (11/6/2018 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7825 Washington Ave S. Suite 725, Bloomington, MN 55439
Mailing Address
Phone number
(612) 426-6007
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CWS FORM ADV PART 2A (3/2/2026)

Regulatory assets under management

Total Number of Accounts175
AUM (Assets Under Management)$ 296,976,582

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/22/2025
Cover Page
Report
10/29/2024
Cover Page
Report
10/28/2024
Cover Page
Report
01/17/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAISSA WEALTH STRATEGIES

CAISSA WEALTH STRATEGIES

CRD#: 150458

TRUST BUT VERIFY

Monitor Timothy Sigstad

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.