Michael J. Lehrhaupt

STONE WALL MONEY MANAGEMENT

SHELTON, CT 06484

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CRD#: 4411210

Professional summary

Michael J Lehrhaupt is a registered financial advisor currently at STONE WALL MONEY MANAGEMENT LLC located in Shelton, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Lehrhaupt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2024 - Present

STONE WALL MONEY MANAGEMENT LLC

Office #1: 100 Beard Sawmill Road Suite 275, Shelton, CT 06484

RIA

CRD#: 331409

SHELTON, CT

Past

January 16, 2024 - March 22, 2024

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Shelton, CT

Past

August 20, 2021 - February 27, 2024

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

SHELTON, CT

Past

January 24, 2018 - March 1, 2021

MJL WEALTH MANAGEMENT, LLC

RIA

CRD#: 291175

SHELTON, CT

Past

May 30, 2014 - November 28, 2017

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Shelton, CT

Past

December 17, 2010 - January 18, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SHELTON, CT

Past

March 28, 2007 - June 4, 2012

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

TRUMBULL, CT

Past

August 13, 2001 - June 19, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

TRUMBULL, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/31/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STONE WALL MONEY MANAGEMENT LLC

CRD#: 331409 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/17/2024 Approved)

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Contact information

Main Address

100 Beard Sawmill Road Suite 275, Shelton, CT 06484

Mailing Address

Phone number

(203) 372-4442

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 8,810,906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Lehrhaupt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Lehrhaupt's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONE WALL MONEY MANAGEMENT LLC

AEGIS WEALTH MANAGEMENT, INC.

FOUNDATIONS INVESTMENT ADVISORS LLC

MJL WEALTH MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

MSI FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2007

Series 63

Date: 7/30/2001

Series 6

Date: 7/31/2001

Current Firm

STONE WALL MONEY MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONE WALL MONEY MANAGEMENT LLC

TRUST BUT VERIFY

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