JA
John G. Adams
CENTAURUS FINANCIAL
Hayden, ID 83835
Some features on this profile are disabled
CRD#: 4410751
JA
Professional summary
John Glenn Adams, CFP® is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Hayden, Idaho.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 1 firm and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALPHA III WEALTH MANAGEMENT POSITION: Founder / Managing Partner NATURE: This is a DBA for financial planning and retirement services provided to clients and prospects. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2022 ADDRESS: 162 E. Hayden Ave, Hayden ID 83835, United States DESCRIPTION: Financial planning and consulting, investment advice, retirement planning, insurance services. 2. ALPHA III TAXGUARD POSITION: Managing Partner NATURE: Working with prospects and Dunham Trust Company for potential tax mitigation strategies for selling highly appreciated assets (Real estate, business, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022 ADDRESS: 162 E. Hayden Ave., Hayden ID 83835, United States DESCRIPTION: Working with prospects and Dunham Trust Company for potential tax mitigation strategies for selling highly appreciated assets (Real estate, business, etc.)
CRS (Client Relationship Summary) - RIA
Click below to view John Glenn Adams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Glenn Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
July 15, 2011 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 162 E. Hayden Ave., Hayden, ID 83835RIA
BD
CRD#: 30833
Hayden, ID
Current
July 16, 2001 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 162 E. Hayden Ave., Hayden, ID 83835RIA
BD
CRD#: 30833
Hayden, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(9/11/2014)
RR
Alabama(9/18/2014)
RR
Arizona(5/24/2016)
IAR
Arizona(6/11/2019)
RR
California(2/25/2002)
IAR
California(7/15/2011)
IAR
Colorado(5/1/2025)
RR
Connecticut(10/30/2019)
IAR
Connecticut(10/30/2019)
IAR
Florida(1/18/2012)
RR
Florida(10/13/2022)
RR
Georgia(1/29/2024)
IAR
Georgia(1/31/2024)
RR
Idaho(10/17/2019)
IAR
Idaho(10/17/2019)
RR
Illinois(2/8/2021)
IAR
Illinois(5/6/2025)
RR
Indiana(5/6/2003)
IAR
Indiana(4/11/2012)
RR
Kansas(11/28/2022)
IAR
Kansas(11/28/2022)
RR
Kentucky(11/18/2024)
IAR
Kentucky(11/18/2024)
RR
Mississippi(2/8/2010)
IAR
Mississippi(9/15/2011)
RR
Missouri(9/12/2024)
IAR
Missouri(9/12/2024)
RR
Montana(1/30/2020)
IAR
Nevada(10/27/2011)
RR
Nevada(7/24/2013)
RR
New York(7/5/2022)
IAR
New York(7/5/2022)
IAR
North Dakota(3/28/2023)
IAR
Oregon(12/16/2011)
RR
Oregon(5/16/2013)
RR
Pennsylvania(6/24/2024)
IAR
Pennsylvania(6/24/2024)
RR
Rhode Island(10/7/2020)
IAR
Rhode Island(10/7/2020)
RR
Texas(10/24/2019)
IAR
Texas(10/24/2019)
RR
Utah(3/14/2014)
IAR
Utah(10/20/2016)
RR
Virginia(7/24/2013)
IAR
Virginia(3/2/2017)
IAR
Washington(9/2/2020)
RR
Washington(10/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
