Robert N. Fauver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Newcomb Fauver, who also goes by Robert N. Fauver, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 4 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2016 - February 21, 2017
SNOWBALL WEALTH MANAGEMENT
June 30, 2006 - October 6, 2016
KNOPINSKI & FAUVER FINANCIAL ADVISORS, INC.
June 21, 2001 - May 1, 2006
LIGHTHOUSE FINANCIAL LLC
January 1, 1999 - November 14, 2006
ROB FAUVER, CFP
Primary Firm SEC Registration
SNOWBALL WEALTH MANAGEMENT
CRD#: 137419 / SEC#: 801-130346
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNOWBALL WEALTH MANAGEMENT
CRD#: 137419 / SEC#: 801-130346
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 130,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
