Brian M. Boswell
Professional summary
Brian Merritt Boswell, CFP® is a registered financial advisor currently at NEWBRIDGE WEALTH MANAGEMENT located in Malden, Massachusetts.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brian has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Merritt Boswell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
February 10, 2022 - Present
NEWBRIDGE WEALTH MANAGEMENT
February 3, 2021 - February 8, 2022
MML INVESTORS SERVICES, LLC
February 13, 2020 - February 8, 2022
MML INVESTORS SERVICES, LLC
April 12, 2011 - March 21, 2016
ASCENSUS BROKER DEALER SERVICES, LLC
March 5, 2003 - January 28, 2005
MERCER ALLIED COMPANY, L.P.
Primary Firm SEC Registration
NEWBRIDGE WEALTH MANAGEMENT
CRD#: 169239 / SEC#: 801-123445
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/17/2022)
Exams
Series 7TO
Date: 2/13/2020
General Securities Representative ExaminationCurrent Firm
NEWBRIDGE WEALTH MANAGEMENT
CRD#: 169239 / SEC#: 801-123445
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 620 |
| AUM (Assets Under Management) | $ 160,000,000 |
Red Flags
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