Christine N. Watanabe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Naomi Kitsu Watanabe, who also goes by Christine N Kitsu, Christine Naomi Kitsu, Christy Watanabe, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2001. Christine had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - January 9, 2026
ALPS DISTRIBUTORS, INC.
November 20, 2009 - May 6, 2013
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
June 28, 2004 - February 14, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
August 23, 2001 - May 6, 2013
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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