Denis V. Smirnov
GORDIAN ADVISORS
TUCSON, AZ 85718-6516
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CRD#: 4409968
Professional summary
Denis Viktorovich Smirnov, CFP® is a registered financial advisor currently at GORDIAN ADVISORS, LLC located in Tucson, Arizona.
Denis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Denis has worked at 5 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Biography
Denis grew up in Sochi, Russia (site of the 2014 Winter Olympics) and moved to the United States in 1997. He followed his wife Katie to her native Tucson in 2011 and plans to make it their long-term home. Outside of the financial markets, Denis’ interests include CrossFit, racquetball, yoga, hiking and spending time with his two young children.
Question & Answer
What are your service offerings?
Tax Planning
Education Planning
Insurance Planning
Investment Planning
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
College/Education Planning
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Denis Viktorovich Smirnov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
September 10, 2013 - Present
GORDIAN ADVISORS, LLC
Office #1: 2200 E. River Rd. Ste. 109, Tucson, AZ 85718-6516RIA
CRD#: 121362
TUCSON, AZ
Past
August 16, 2011 - January 2, 2013
BRIGHT TRADING, LLC
BD
CRD#: 34702
HENDERSON, NV
Past
September 28, 2010 - August 16, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SALINE, MI
Past
January 30, 2008 - August 16, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SALINE, MI
Past
August 24, 2004 - January 22, 2008
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GORDIAN ADVISORS, LLC
GORDIAN ADVISORS | GORDIAN ADVISORS, LLC
CRD#: 121362 / SEC#: 801-115049
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Arizona
Registered Investment Advisory firm - (4/22/2019 Terminated)California
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/10/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GA
GORDIAN ADVISORS, LLC
GORDIAN ADVISORS | GORDIAN ADVISORS, LLC
CRD#: 121362 / SEC#: 801-115049
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Arizona
Registered Investment Advisory firm - (4/22/2019 Terminated)California
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 E. River Rd. Ste. 109, Tucson, AZ 85718-6516
Mailing Address
Phone number
(520) 615-2779
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 332 |
| AUM (Assets Under Management) | $ 228,238,536 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
