Eric Benjamin Rosel
CFP®, CIMA®Professional Summary
Eric Benjamin Rosel, CFP®, CIMA®, who also goes by Eric Rosel, is a registered financial advisor currently at ROSEL WEALTH MANAGEMENT, LLC located in Highlands Ranch, Colorado. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Eric has worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, Series 99TO, SIE, Series 3, Series 31, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric Rosel
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
BH ADVISORS LLC | ROSEL WEALTH MANAGEMENT, LLC | MORGANROSEL WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129Phone Number
(303) 647-3801# of Employees
4SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
971AUM (Assets Under Management)
$630,237,813Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BH ADVISORS LLC | ROSEL WEALTH MANAGEMENT, LLC | MORGANROSEL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(12/15/2017)
(12/15/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2001About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Eric Benjamin Rosel's CRS (Customer Relationship Summary).
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