Eric B. Rosel

MORGANROSEL WEALTH MANAGEMENT

Highlands Ranch, CO 80129

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CRD#: 4409800

Professional summary

Eric Benjamin Rosel, CFP®, CIMA®, who also goes by Eric Rosel, is a registered financial advisor currently at MORGANROSEL WEALTH MANAGEMENT, LLC located in Highlands Ranch, Colorado.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Eric has worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, Series 99TO, SIE, Series 3, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Rosel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ROSEL AIRLINES, LLC; NOT INVESTMENT RELATED; 239 W PANCAKE BLVD LIBERAL, KS 67901; LEGAL ENTITY THAT HOLDS AIRPLANE; MEMBER; 11/2016; 0 HOURS/MONTH; NO ON GOING OPERATION, ENTITY ONLY HOLD AIRPLANE 2) School Accountability Committee-Not investment related-Mt. Vista High School, 10585 Mountain Vista Ridge, Highlands Ranch, CO, 80126-Volunteer/Oversight-Parent Committee Member-9/12/2019-2 hrs/mth-2 during trading hrs-Inform, encourage and provide opportunities for parents and community members to be invited in the evaluation of the school's instructional programs and quality improvement process. Members are elected and serve two-year terms. 3) Fixed Insurance, Investment Related. 1805 Shea Center Drive, Suite 420, Highlands Ranch, CO, 80129. Investment Related. Agent. Start 1/1/2018. 1 hour/1 hour. Help clients obtain life insurance coverage through Ash Brokerage and various carriers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Benjamin Rosel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 15, 2017 - Present

MORGANROSEL WEALTH MANAGEMENT, LLC

Office #1: 1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129

RIA

CRD#: 291065

Highlands Ranch, CO

Past

November 2, 2017 - January 4, 2018

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

ALBANY, NY

Past

November 2, 2017 - November 1, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Highlands, CO

Past

June 1, 2009 - November 6, 2017

MORGAN STANLEY

RIA

CRD#: 149777

GREENWOOD VILLAGE, CO

Past

June 1, 2009 - November 6, 2017

MORGAN STANLEY

CRD#: 149777

GREENWOOD VILLAGE, CO

Past

February 20, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ENGLEWOOD, CO

Past

February 20, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ENGLEWOOD, CO

Past

June 28, 2007 - March 4, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

June 15, 2007 - March 4, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

June 20, 2001 - April 29, 2003

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORGANROSEL WEALTH MANAGEMENT, LLC

BH ADVISORS LLC | MORGANROSEL WEALTH MANAGEMENT, LLC

CRD#: 291065 / SEC#: 801-112145

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/15/2017)

IAR

Texas
(12/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/15/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 2/1/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/14/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MORGANROSEL WEALTH MANAGEMENT, LLC

BH ADVISORS LLC | MORGANROSEL WEALTH MANAGEMENT, LLC

CRD#: 291065 / SEC#: 801-112145

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

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Contact information

Main Address

1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129

Mailing Address

Phone number

(303) 647-3801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/19/2025)

FORM ADV PART 2A, APP 1 - WRAP BROCHURE (3/16/2025)

Regulatory assets under management

Total Number of Accounts	929
AUM (Assets Under Management)	$ 503,254,881

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric B. Rosel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Benjamin Rosel's CRS (Customer Relationship Summary).

Certified licenses

Experience

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

MORGANROSEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2007

Series 63

Date: 6/19/2001

Series 6TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 5/15/2013

Series 31

Date: 2/1/2010

Series 7

Date: 6/14/2007

Series 6

Date: 6/19/2001

Current Firm

MORGANROSEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORGANROSEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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