John F. Lopez

EAGLE FINANCIAL ADVISORS

FRISCO, TX 75035

Some features on this profile are disabled

CRD#: 4409741

Professional summary

John Frank Lopez, who also goes by Frank Lopez, is a registered financial advisor currently at EAGLE FINANCIAL ADVISORS, LLC located in Frisco, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Frank Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eagle Financial Group 9300 Wade Blvd # 100 Frisco TX 75035 Insurance Agent Since 09/17/2007 Investment Related 40 hrs during trading hours 10 hrs outside trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frank Lopez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2016 - Present

EAGLE FINANCIAL ADVISORS, LLC

Office #1: 9300 Wade Blvd. Suite 100, Frisco, TX 75035

RIA

CRD#: 167696

FRISCO, TX

Past

May 12, 2004 - August 6, 2004

SAMCO FINANCIAL SERVICES, INC.

CRD#: 30108

PHOENIX, AZ

Past

November 9, 2001 - May 16, 2002

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE FINANCIAL ADVISORS, LLC

CLA USA ADVISORY GROUP, LLC | EAGLE FINANCIAL ADVISORS, LLC

CRD#: 167696 / SEC#: 801-137200

RIA

Registered Investment Advisory firm - (9/1/2026 Approved)

Arizona

Registered Investment Advisory firm - (9/2/2026 Terminated)

Florida

Registered Investment Advisory firm - (9/2/2026 Terminated)

Georgia

Registered Investment Advisory firm - (9/11/2026 Terminated)

Illinois

Registered Investment Advisory firm - (9/2/2026 Terminated)

Indiana

Registered Investment Advisory firm - (9/2/2026 Terminated)

Louisiana

Registered Investment Advisory firm - (9/2/2026 Terminated)

Michigan

Registered Investment Advisory firm - (9/2/2026 Termination Requested)

Minnesota

Registered Investment Advisory firm - (9/2/2026 Terminated)

Missouri

Registered Investment Advisory firm - (9/2/2026 Terminated)

New Jersey

Registered Investment Advisory firm - (8/31/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (9/2/2026 Terminated)

North Carolina

Registered Investment Advisory firm - (9/9/2026 Terminated)

Ohio

Registered Investment Advisory firm - (9/2/2026 Terminated)

Oklahoma

Registered Investment Advisory firm - (9/3/2026 Terminated)

Oregon

Registered Investment Advisory firm - (9/2/2026 Termination Requested)

Pennsylvania

Registered Investment Advisory firm - (9/3/2026 Terminated)

Texas

Registered Investment Advisory firm - (9/2/2026 Termination Requested)

Wisconsin

Registered Investment Advisory firm - (9/2/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/8/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLE FINANCIAL ADVISORS, LLC

CLA USA ADVISORY GROUP, LLC | EAGLE FINANCIAL ADVISORS, LLC

CRD#: 167696 / SEC#: 801-137200

RIA

Registered Investment Advisory firm - (9/1/2026 Approved)

Arizona

Registered Investment Advisory firm - (9/2/2026 Terminated)

Florida

Registered Investment Advisory firm - (9/2/2026 Terminated)

Georgia

Registered Investment Advisory firm - (9/11/2026 Terminated)

Illinois

Registered Investment Advisory firm - (9/2/2026 Terminated)

Indiana

Registered Investment Advisory firm - (9/2/2026 Terminated)

Louisiana

Registered Investment Advisory firm - (9/2/2026 Terminated)

Michigan

Registered Investment Advisory firm - (9/2/2026 Termination Requested)

Minnesota

Registered Investment Advisory firm - (9/2/2026 Terminated)

Missouri

Registered Investment Advisory firm - (9/2/2026 Terminated)

New Jersey

Registered Investment Advisory firm - (8/31/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (9/2/2026 Terminated)

North Carolina

Registered Investment Advisory firm - (9/9/2026 Terminated)

Ohio

Registered Investment Advisory firm - (9/2/2026 Terminated)

Oklahoma

Registered Investment Advisory firm - (9/3/2026 Terminated)

Oregon

Registered Investment Advisory firm - (9/2/2026 Termination Requested)

Pennsylvania

Registered Investment Advisory firm - (9/3/2026 Terminated)

Texas

Registered Investment Advisory firm - (9/2/2026 Termination Requested)

Wisconsin

Registered Investment Advisory firm - (9/2/2026 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9300 Wade Blvd. Suite 100, Frisco, TX 75035

Mailing Address

Phone number

(800) 994-1317

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A DISCLOSURE BROCHURE (9/2/2026)

Regulatory assets under management

Total Number of Accounts	421
AUM (Assets Under Management)	$ 113,064,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

RICHARDSON, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Dallas, TX

Brett Phillips

VOYA FINANCIAL ADVISORS, INC.

IAR

DALLAS, TX

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John F. Lopez

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frank Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE FINANCIAL ADVISORS, LLC

SAMCO FINANCIAL SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

Primary Firm SEC Registration

EAGLE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2016

Series 63

Date: 11/8/2001

Series 6

Date: 11/8/2001

Current Firm

EAGLE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAGLE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors