Dylan T. Brennan
NWF ADVISORY SERVICES | Financial Advisor
Indio, CA 92201
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CRD#: 4409676
Professional summary
Dylan Timothy Brennan is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Indio, California and OSAIC WEALTH, INC. located in Palm Desert, California.
Dylan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dylan has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brennan & Company~'NIR'~73302 Hwy 111, Ste 5~Palm Desert~CA~92260~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2001~160hrs~160hrs~Tax Preparation|Avantax Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~8/26/2019~5hrs~5hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).| 2) BRENNAN & COMPANY POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/25/2022 ADDRESS: 73302 Highway 111, PALM DESERT CA 92260, United States DESCRIPTION: Life insurance/variable and fixed products. 3) LIFE INSURANCE AGENT POSITION: Life Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2022 ADDRESS: 73302 Highway 111, Palm Desert CA 92260, United States DESCRIPTION: Life insurance business gets referred to Life Agent Spencer Merrit. Referral business that results in a sale results in a 40% referral fee. This is split business that works on a joint agent/rep code. 4) NWF ADVISORY SERVICES INC. POSITION: IAR NATURE: CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2022 ADDRESS: 73302 Highway 111, Palm Desert CA 92260-3904, United States DESCRIPTION: RIA AFFILIATION WITH NWF ADVISORY SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Dylan Timothy Brennan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2022 - Present
NWF ADVISORY SERVICES INC
Office #1: 49608 Escalante Street, Indio, CA 92201RIA
CRD#: 110410
Indio, CA
Current
September 30, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 73302 Highway 111, Palm Desert, CA 92260RIA
BD
CRD#: 23131
Palm Desert, CA
Past
June 25, 2014 - October 10, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
INDIO, CA
Past
July 24, 2008 - October 10, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PALM DESERT, CA
Past
September 18, 2001 - February 20, 2007
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PALM DESERT, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/30/2022)
RR
California(9/30/2022)
IAR
California(10/2/2022)
RR
Colorado(9/30/2022)
RR
District of Columbia(9/30/2022)
RR
Florida(1/13/2023)
RR
Hawaii(6/24/2025)
RR
Idaho(9/30/2022)
RR
Illinois(9/30/2022)
RR
Missouri(9/30/2022)
RR
Montana(9/30/2022)
RR
Nevada(10/18/2023)
RR
New Jersey(9/30/2022)
RR
New York(9/30/2022)
RR
North Carolina(9/6/2023)
RR
Oklahoma(10/18/2024)
RR
Oregon(10/12/2022)
RR
South Dakota(12/9/2022)
RR
Texas(10/7/2022)
RR
Utah(9/30/2022)
RR
Virginia(6/11/2024)
RR
Washington(9/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Indio, CA 92201TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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