James P. Lamb

LAMB RETIREMENT SOLUTIONS LLC

Garden City, NY

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CRD#: 4409526

Professional summary

James Patrick Lamb, CFP® is a registered financial advisor currently at LAMB RETIREMENT SOLUTIONS LLC located in Garden City, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. James has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

U.S. Army, Property Book Officer, Non-investment related, Inventorying and maintaining U.S. Army equipment, Approximately 40 hours per month spent on this activity, 10 hours per month during securities trading hours; Started 06/2006. Lamb Retirement Solutions LLC; Garden City, NY; Investment Related; Fixed Insurance Sales; Insurance Agent; Approximately 10 hours per month spent on this activity; 4 hours during securities trading hours; Started 09/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Lamb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

August 14, 2023 - Present

LAMB RETIREMENT SOLUTIONS LLC

RIA

CRD#: 327981

Garden City, NY

Past

October 25, 2021 - August 4, 2023

IP FINANCIAL ADVISORY SERVICES LLC

RIA

CRD#: 305772

Elizabeth Town, NY

Past

July 27, 2021 - August 4, 2023

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

April 12, 2018 - July 29, 2021

PARSONEX SECURITIES, INC.

CRD#: 144412

Englewood, CO

Past

November 18, 2004 - July 25, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

November 11, 2003 - October 7, 2004

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

December 19, 2002 - June 13, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 19, 2002 - June 13, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

April 23, 2002 - August 28, 2002

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

December 14, 2001 - May 15, 2002

SEABOARD SECURITIES, INC.

CRD#: 755

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2024)

IAR

New York
(8/14/2023)

IAR

Texas
(9/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/10/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2018

General Securities Representative Examination

Current Firm

LAMB RETIREMENT SOLUTIONS LLC

CRD#: 327981 / SEC#:

California

Registered Investment Advisory firm - (1/1/2024 Approved)

New York

Registered Investment Advisory firm - (8/14/2023 Approved)

Texas

Registered Investment Advisory firm - (9/1/2023 Conditional Restricted)

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Contact information

Main Address

Garden City, NY

Mailing Address

Phone number

(917) 702-5076

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 3,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James P. Lamb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Lamb's CRS (Customer Relationship Summary).

Certified licenses

Experience

IP FINANCIAL ADVISORY SERVICES LLC

INNOVATION PARTNERS LLC

PARSONEX SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

GUNNALLEN FINANCIAL, INC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

GUNNALLEN FINANCIAL, INC

SEABOARD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2021

Series 66

Date: 5/10/2018

Series 63

Date: 2/12/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/12/2018

Current Firm

LAMB RETIREMENT SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAMB RETIREMENT SOLUTIONS LLC

TRUST BUT VERIFY

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