Brian D. Kostka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian David Kostka was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2005. Brian had worked at 2 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2018 - September 15, 2022
SYSTEMATIC FINANCIAL MANAGEMENT LP
January 4, 2005 - September 5, 2006
UBS SECURITIES LLC
Primary Firm SEC Registration
SYSTEMATIC FINANCIAL MANAGEMENT LP
CRD#: 106146 / SEC#: 801-48908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYSTEMATIC FINANCIAL MANAGEMENT LP
CRD#: 106146 / SEC#: 801-48908
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 3,903,107,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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