Daniel E. Hamlet
CONVERGENCE FINANCIAL
Fairmont, MN 56031
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CRD#: 4408819
Professional summary
Daniel Edward Hamlet is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Fairmont, Minnesota and LPL FINANCIAL LLC located in Fairmont, Minnesota.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/13/2024 - Daniel Hamlet - Real Estate Rental - Landlord. - Inv. Related - Fairmont MN 56031 - Start date 12/01/2024 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 12/13/2024- United States Army Reserves - Outside/W-2 Employment - Non Inv. Related - Ft McCoy, WI - Start date 11/26/2006 - 20 Hrs/Mth - 4 Hrs During Trading - 20% Time Spent. 3) 12/13/2024- 360 Intergrated Financial - DBA for LPL Business (entity for LPL business) - Inv. Related - Fairmont, MN 56031- Start date 12/13/2024 - 160 Hrs/Mth - 8 Hrs During Trading - 80% Time Spent 4) 12/17/2024- Convergence Financial LLC- Registered Investment Advisor Hybrid- INV Related- At reported business location(s)- Start date 12/13/2024- 160 HRS Per Month- 8 Hours During Trading.I provide investment advisory services through Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 07/23/2025 - Eye of the Needle - Not Investment Related - Other - Author - Self Published - At reported business location(s) - Strat Date: 06/01/2025 - 5 HRS Per Month- 5 Hours During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Hamlet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2024 - Present
CONVERGENCE FINANCIAL
Office #1: 1017 Highway 15 S., Fairmont, MN 56031RIA
CRD#: 304146
Fairmont, MN
Current
December 13, 2024 - Present
LPL FINANCIAL LLC
Office #1: 1017 Hwy 15 South, Fairmont, MN 56031RIA
BD
CRD#: 6413
FAIRMONT, MN
Past
August 31, 2017 - December 5, 2024
EDWARD JONES
RIA
CRD#: 250
FAIRMONT, MN
Past
June 26, 2017 - December 5, 2024
EDWARD JONES
BD
CRD#: 250
FAIRMONT, MN
Past
August 7, 2001 - October 1, 2008
EDWARD JONES
BD
CRD#: 250
ST LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/13/2024)
RR
Iowa(12/13/2024)
IAR
Minnesota(11/27/2024)
RR
Minnesota(12/13/2024)
RR
Missouri(12/13/2024)
IAR
Texas(11/27/2024)
RR
Texas(12/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
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Contact information
Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,609 |
| AUM (Assets Under Management) | $ 703,445,900 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
