JC
Jeffrey J. Cullen
WELLTH ADVISORY SERVICES
SHOREWOOD, IL
Some features on this profile are disabled
CRD#: 4408760
JC
Professional summary
Jeffrey Jon Cullen, who also goes by Jeff Cullen, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Shorewood, Illinois and LPL FINANCIAL LLC located in Shorewood, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 14 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Cullen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 4/1/2019 - DBA for LPL Business (entity for LPL business) - SRP - Shorewood, IL 2) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - Given To Fly, LLC - Shorewood, IL 3) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - SRP Holdings Group LLC - Shorewood, IL 4) 4/1/2019 - Non-Variable Insurance - FlexMatch - Shorewood, IL 5) 4/1/2019 - Non-Variable Insurance - Trails Only - Shorewood, IL 6) 4/1/2019 - Non-Variable Insurance - Jeffrey Cullen - Shorewood, IL 7) 4/1/2019 - Syntech company - FRA PlanTools - Shorewood, IL 8) 4/1/2019 - DBA for LPL Business (entity for LPL business) - Strategic Retirement Partners - Shorewood, IL 9) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - Cullen Financial Group, Inc. - Shorewood, IL. 10) 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2015 - 140 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Term 6/2024 11) 4/15/2019 - Global Retirement Partners - DBA: PCRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 2019. Term: 6/2024 12) 4/15/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. Term: 6/2024 13) 4/15/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR. Termed 6/2024 14) 7/13/2021 - SRP Ventures, LLC - Not Investment Related - Home Based & At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 5/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Making a passive investment in Vestwell, Inc which is a digital recordkeeper. 15) 11/23/2021 - SRP Risk Management - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 10/07/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 16) 08/31/2022 - Pretekt LLC - Not Investment Related - 420 Orchard St., #225 Antioch, IL 60002 - Other - Healthcare Consultant - Managing Partner - Start Date - 09/22/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 17) 10/30/2024- WELLth Advisory Services LLC- Registered Investment Advisor- IAR- Investment Related - At Reported Business Location(s) - Start Date 7/1/2024- 10 hrs a mth/ During Trading- I provide investment advisory services through WELLth Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Jon Cullen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
RIA
CRD#: 330537
SHOREWOOD, IL
Current
April 1, 2019 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
SHOREWOOD, IL
Past
April 10, 2019 - July 13, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Shorewood, IL
Past
April 25, 2017 - March 29, 2019
SRP ADVISORY SERVICES LLC
RIA
CRD#: 285073
SHOREWOOD, IL
Past
April 21, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Shorewood, IL
Past
September 1, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Shorewood, IL
Past
August 14, 2014 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Shorewood, IL
Past
April 26, 2012 - July 18, 2016
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
SHOREWOOD, IL
Past
October 1, 2010 - August 12, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
SHOREWOOD, IL
Past
October 1, 2010 - August 12, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
SHOREWOOD, IL
Past
August 3, 2009 - October 1, 2010
NRP ADVISORS, INC.
RIA
CRD#: 141430
SHOREWOOD, IL
Past
August 3, 2009 - October 1, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
SHOREWOOD, IL
Past
March 28, 2005 - September 2, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
OTTAWA, IL
Past
July 13, 2004 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
SHOREWOOD, IL
Past
July 2, 2004 - September 2, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SHOREWOOD, IL
Past
August 23, 2002 - July 2, 2004
EQUITAS AMERICA, LLC
BD
CRD#: 39806
FARMINGTON HILLS, MI
Past
January 10, 2002 - September 6, 2002
CORRELL CO. INVESTMENT SERVICES CORP.
BD
CRD#: 38995
HICKORY HILLS, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/22/2019)
RR
Colorado(10/30/2019)
RR
Delaware(4/15/2019)
RR
Florida(4/1/2019)
IAR
Florida(1/8/2025)
RR
Illinois(4/9/2019)
IAR
Illinois(7/8/2024)
RR
Indiana(4/1/2019)
IAR
Indiana(7/1/2024)
RR
Iowa(11/13/2023)
RR
Maryland(10/20/2023)
RR
Michigan(4/1/2019)
RR
Minnesota(2/12/2021)
RR
New Jersey(4/1/2019)
RR
New York(4/1/2019)
IAR
New York(7/9/2024)
RR
Ohio(10/13/2023)
RR
Virginia(4/1/2019)
IAR
Virginia(4/8/2025)
RR
West Virginia(10/13/2023)
RR
Wisconsin(4/1/2019)
IAR
Wisconsin(7/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
