Vincent E. Zupo
Professional summary
Vincent Emil Zupo, CIMA®, who also goes by VInce Zupo, Vincent Zupo, Vinny Emil Zupo, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Diego, California.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Vincent has worked at 10 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Emil Zupo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2026 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 10920 Via Frontera Suite #100, San Diego, CA 92127-1730July 23, 2025 - April 15, 2026
SAGE RHINO CAPITAL LLC
April 14, 2023 - April 4, 2025
ALPHACORE CAPITAL LLC
October 14, 2013 - February 10, 2022
AMG DISTRIBUTORS, INC.
January 13, 2011 - November 7, 2012
BRADFORD & MARZEC, LLC
April 22, 2008 - January 19, 2010
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
April 16, 2008 - January 19, 2010
AMUNDI DISTRIBUTOR US, INC.
January 2, 2008 - April 21, 2008
FORESIDE FUNDS DISTRIBUTORS LLC
January 21, 2004 - December 31, 2007
SEI INVESTMENTS DISTRIBUTION CO.
October 25, 2001 - July 26, 2002
SANDS BROTHERS & CO., LTD.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/3/2026)
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
