John R. Vance
Professional summary
John Roger Vance is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Roger Vance's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2007 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005Office #2: 40 Wall Street 42nd Floor New York, Ny, NY 10005August 7, 2002 - September 27, 2007
LOMBARDI & CO., INC.
July 8, 2002 - August 2, 2002
SEQUAMS TRADING CORP.
June 4, 2001 - August 22, 2001
SEQUAMS TRADING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2018)
(1/22/2010)
(1/29/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/23/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 1/15/2003
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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