Armando J. Gutierrez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armando J Gutierrez Jr., who also goes by Armando Jose Gutierrez Jr., Armando Jose Gutierrez, was a registered financial professional .
Armando is a previously registered financial professional and started their career in finance in 2006. Armando had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2015 - June 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
October 5, 2015 - June 2, 2021
BBVA SECURITIES INC.
September 5, 2012 - October 27, 2014
E*TRADE SECURITIES LLC
August 22, 2012 - October 27, 2014
HARRISDIRECT LLC
June 1, 2009 - December 21, 2010
MORGAN STANLEY
June 1, 2009 - December 21, 2010
MORGAN STANLEY
September 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 3, 2006 - February 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2006 - February 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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