MM
Michael J. Mccool
CPC ADVISORS
Atlanta, GA 30309
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CRD#: 4408105
MM
Professional summary
Michael Joseph Mccool, CFP®, CIMA® is a registered financial advisor currently at CPC ADVISORS, LLC located in Atlanta, Georgia and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Atlanta, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Atlanta Ronald McDonald House Charities Address: 1131 Zimmer Drive, Atlanta, GA, 30306, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Officer - Secretary, Committee Member Investment Related: Yes Start Date: 08/24/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member\nAct as fiduciary of the charity. Ensure that the charity has adequate resources to advance its mission.\n\nMember of Finance and Investment Committee\nProvide guidance on budgeting and investments.\n\nChair the Development Committee. The Committee leads the Charitie's fundraising efforts.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Mccool's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
August 21, 2007 - Present
CPC ADVISORS, LLC
Office #1: 1475 Peachtree St. Ne Suite 750, Atlanta, GA 30309RIA
CRD#: 111025
Atlanta, GA
Current
May 17, 2007 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 1475 Peachtree Street Ne Suite 750, Atlanta, GA 30309BD
CRD#: 6694
Atlanta, GA
Past
April 1, 2019 - October 3, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Atlanta, GA
Past
January 2, 2009 - December 31, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ATLANTA, GA
Past
May 25, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ST. PETERSBURG, FL
Past
March 19, 2003 - May 18, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ATLANTA, GA
Past
June 21, 2001 - May 18, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
Registered Investment Advisory firm - (8/6/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2007)
RR
Arizona(9/4/2008)
RR
California(1/5/2009)
RR
Florida(2/2/2021)
RR
Georgia(5/17/2007)
IAR
Georgia(8/21/2007)
RR
North Carolina(9/14/2023)
RR
Ohio(8/20/2024)
IAR
Texas(9/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
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Contact information
Main Address
1475 Peachtree St. Ne Suite 750, Atlanta, GA 30309
Mailing Address
Phone number
(404) 879-3000
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,696 |
| AUM (Assets Under Management) | $ 2,095,480,549 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
