David L. Greth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lewis Greth was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 10 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2012 - December 6, 2012
CLEARVIEW GLOBAL WEALTH ADVISORS
October 11, 2010 - January 5, 2011
SUMMIT FINANCIAL GROUP INC
October 11, 2010 - January 5, 2011
SUMMIT BROKERAGE SERVICES, INC.
August 11, 2009 - April 7, 2010
KABRIK TRADING LLC
January 30, 2006 - December 31, 2007
REGIS SECURITIES CORPORATION
January 21, 2006 - November 19, 2009
MCGLINN CAPITAL MANAGEMENT INC
June 28, 2005 - December 31, 2005
MCGLINN CAPITAL MANAGEMENT INC
February 27, 2003 - August 11, 2005
U.S. INVESTMENT ADVISORS, INC
January 8, 2003 - August 11, 2005
U.S. BROKERAGE, INC.
October 18, 2001 - February 20, 2002
WRP INVESTMENTS, INC.
July 5, 2001 - November 5, 2001
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARVIEW GLOBAL WEALTH ADVISORS
CRD#: 156254 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
