Benjamin Bosgang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Bosgang, who also goes by Ben Bosgang, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2001. Benjamin had worked at 9 firms and has passed the Series 63, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2018 - May 13, 2019
T3 TRADING GROUP, LLC
November 7, 2014 - May 19, 2016
T3 TRADING GROUP, LLC
September 29, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
December 12, 2007 - July 25, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
September 20, 2004 - November 27, 2006
TAFFERER TRADING, LLC
December 1, 2003 - December 31, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
September 11, 2003 - December 2, 2003
MILLENNIUM BROKERAGE, L.L.C.
June 19, 2003 - September 10, 2003
A.B. WATLEY, INC.
November 28, 2001 - July 1, 2003
WORLDCO, L.L.C.
July 13, 2001 - October 12, 2001
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 9/29/2014
Proprietary Trader Qualification ExaminationSeries 55
Date: 12/6/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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