Michael C. Burton

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CRD#: 4407685

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Charles Alan Burton, who also goes by Mike Alan Burton, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Alan Burton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 24, 2019 - January 15, 2020

PER STIRLING CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151671

Austin, TX

Past

January 22, 2008 - August 18, 2010

BURTON GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 143722

AUSTIN, TX

Past

July 26, 2007 - December 31, 2007

BURTON GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 143722

AUSTIN, TX

Past

January 21, 2005 - October 24, 2005

LOWENBERG WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 116535

AUSTIN, TX

Past

August 25, 2004 - September 6, 2007

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

AUSTIN, TX

Past

July 2, 2003 - July 9, 2004

LOWENBERG WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 116535

AUSTIN, TX

Past

June 21, 2001 - September 6, 2007

NYLIFE SECURITIES LLC

CRD#: 5167

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/20/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

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Contact information

Main Address

4800 Bee Caves Road, Austin, TX 78746

Mailing Address

Phone number

(512) 628-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-28 PSCM FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,584
AUM (Assets Under Management)	$ 1,387,216,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael C. Burton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BURTON GROUP FINANCIAL ADVISORS, LLC

BURTON GROUP FINANCIAL ADVISORS, LLC

LOWENBERG WEALTH MANAGEMENT GROUP, LLC

EAGLE STRATEGIES LLC

LOWENBERG WEALTH MANAGEMENT GROUP, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

PER STIRLING CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2003

Series 63

Date: 6/21/2001

Series 6

Date: 6/20/2001

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PER STIRLING CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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