Donald A. Swanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Alexander Swanson, who also goes by Don Swanson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1970. Donald had worked at 12 firms and has passed the Series 63, Series 3, Series 7, Series 1, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 1998 - December 31, 1998
CENTENNIAL CAPITAL MANAGEMENT, INC.
February 26, 1997 - December 31, 1998
CENTENNIAL CAPITAL MANAGEMENT, INC.
January 29, 1996 - December 11, 1996
BUCKHEAD FINANCIAL CORPORATION
August 27, 1990 - December 31, 1995
WORLD INVEST CORPORATION
September 8, 1988 - February 23, 1989
GUARDIAN INTERNATIONAL SECURITIES CORP.
June 9, 1988 - October 13, 1988
DUNHILL, LORD & COMPANY
July 31, 1987 - November 20, 1987
FLAGLER SECURITIES, INC.
May 1, 1985 - July 29, 1987
JW GENESIS CLEARING CORP.
August 1, 1984 - August 20, 1986
STATE CAPITAL FINANCIAL SERVICES CORPORATION
January 23, 1984 - June 14, 1984
MICHELIN AND COMPANY, INC.
March 12, 1982 - September 6, 1983
FIRST FLORIDA SECURITIES, INC.
February 11, 1972 - February 1, 1973
CONTINENTAL SECURITIES CORPORATION
October 6, 1970 - November 14, 1973
SWANSON & WATTLES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/8/1962
Registered Representative ExaminationCurrent Firm
CENTENNIAL CAPITAL MANAGEMENT, INC.
CRD#: 38988 / SEC#: , 8-48499
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
