Sandra J. Wagner

WAGNER PLANNING

LAKE OSWEGO, OR 97035

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CRD#: 4407622

Professional summary

Sandra J. Wagner, CFP®, who also goes by Sandra Jean Gaskill, Sandra J. Wagner, is a registered financial advisor currently at WAGNER PLANNING located in Lake Oswego, Oregon and PRIVATE CLIENT SERVICES, LLC located in Lake Oswego, Oregon.

Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Sandra has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra Jean Gaskill | Sandra J. Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WAGNER FINANCIAL LLC DBA WAGNER PLANNING. 4260 GALEWOOD STREET, SUITE A, LAKE OSWEGO, OR 97035. RIA. 160 HRS/MO; 100 DURING TRADING HRS. 2) INSURANCE SALES. 4260 GALEWOOD STREET, SUITE A, LAKE OSWEGO, OR 97035. 2 HRS/MO; 0 DURING TRADING HRS. 3) VERITAS SCHOOL-BOARD POSITION. VERITAS SCHOOL 26288 NE BELL RD, NEWBERG, OR 97132. PRIVATE SCHOOL. CHAIR OF FINANCE-BOARD MEMBER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra J. Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

May 18, 2022 - Present

WAGNER PLANNING

Office #1: 4260 Galewood Street Suite A, Lake Oswego, OR 97035

RIA

CRD#: 318448

LAKE OSWEGO, OR

Current

June 1, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 4260 Galewood Street Suite A, Lake Oswego, OR 97035

RIA

CRD#: 120222

Lake Oswego, OR

Past

November 6, 2020 - May 31, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LAKE OSWEGO, OR

Past

November 6, 2020 - May 31, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

Lake Oswego, OR

Past

November 1, 2017 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Lake Oswego, OR

Past

November 1, 2017 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Lake Oswego, OR

Past

March 20, 2009 - November 1, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

Lake Oswego, OR

Past

March 20, 2009 - November 1, 2017

SII INVESTMENTS, INC.

CRD#: 2225

Lake Oswego, OR

Past

January 1, 2008 - March 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Past

August 12, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

PORTLAND, OR

Past

April 17, 2003 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LAKE OSWEGO, OR

Past

August 8, 2001 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAGNER PLANNING

WAGNER FINANCIAL, LLC | WAGNER PLANNING

CRD#: 318448 / SEC#: 801-124939

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/1/2022)

Hawaii
(6/1/2022)

Idaho
(6/1/2022)

Michigan
(6/1/2022)

IAR

Oregon
(5/18/2022)

Oregon
(6/8/2022)

Washington
(6/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/5/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/7/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WAGNER PLANNING

WAGNER FINANCIAL, LLC | WAGNER PLANNING

CRD#: 318448 / SEC#: 801-124939

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

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Contact information

Main Address

4260 Galewood Street Suite A, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 342-0038

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAGNER PLANNING FIRM BROCHURE (1/27/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 127,933,708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandra J. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra J. Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

WAGNER PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2001

SIE

Date: 10/1/2018

Series 31

Date: 9/5/2001

Series 7

Date: 8/7/2001

FINRA

Current Firm

WAGNER PLANNING

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAGNER PLANNING

TRUST BUT VERIFY

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