Donald E. Teboe
Professional summary
Donald Edward Teboe was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Donald had worked at 6 firms, which includes CANTELLA & CO. INC., QUESTAR CAPITAL CORPORATION, ROYAL SECURITIES COMPANY, CULLUM & BURKS SECURITIES INC., REGIS SECURITIES CORPORATION, SICOR SECURITIES INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - February 2, 2018
CANTELLA & CO., INC.
April 18, 2013 - July 3, 2014
QUESTAR CAPITAL CORPORATION
November 23, 2009 - April 18, 2013
ROYAL SECURITIES COMPANY
May 19, 2006 - November 19, 2009
CULLUM & BURKS SECURITIES, INC.
January 31, 2003 - May 19, 2006
REGIS SECURITIES CORPORATION
July 1, 2002 - January 31, 2003
SICOR SECURITIES INC
April 23, 2002 - July 2, 2002
QUESTAR CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
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