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Stanley J. Schuring
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CRD#: 4407608
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Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Jacob Schuring, CFP®, who also goes by Stan Schuring, Stanley Jacab Schuring, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1999. Stanley had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Stan Schuring | Stanley Jacab Schuring
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WELGAARD, PC; POSITION: PRESIDENT NATURE: ACCOUNTING PRACTICE INVESTMENT RELATED: NO HOURS: 240 INVESTMENT RELATED HOURS: 120 START DATE: 12/01/1969 ADDRESS: 916 W 16TH STREET, PELLA, IA, 50219; DESCRIPTION: ACCOUNTING, TAX AND PLANNING 2) PREPAID LEGAL SERVICES, INC. AND IDENTITIY THEFT SHIELD; NOT INVESTMENT RELATED; STARTED 11/2008; 5 HRS/MONTH. 3) GRANDIA FOR AUDITOR; POSITION: TREASURER NATURE: POLITICAL CAMPAIGN INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 05/01/2000 ADDRESS: 916 W 16TH STREET, PELLA IA 50219 DESCRIPTION: FILING REPORTS 4) BIOTECH MANAGEMENT, LLC; POSITION: MEMBER NATURE: IDOL BIODIESEL PLANT INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 03/15/2006 ADDRESS: 916 W 16TH STREET, PELLA IA 50219 DESCRIPTION: PRODUCTION MANAGEMENT 5) HELEN CORINNE STEENHOEK IRR TR; POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/22/2012 ADDRESS: 614 E Liberty Street, Pella IA 50219 DESCRIPTION: prepare crummy letters 6) MARY J DEYOUNG RESIDUARY TRUSTPOSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/21/2015 ADDRESS: 916 W 16th Street, Pella IA 50219 DESCRIPTION: help manage farm land for minors 7) DOLORIS A DYKSTRA TRUST; POSITION: Trustee NATURE: I was appointed 12/28/20 when the former trustee Robert Dykstra passed away.I have been charged with liquidating the assets and paying out to the final beneficiary. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/28/2020 ADDRESS: 916 W 16th Street, Pella IA 50219, United States DESCRIPTION: The account now has two assets. Cash in a bank account and an investment account with Charles Schwab. As trustee I will liquidate the Charles Schwab account to the checking account and distribute the cash to the final beneficiary. 8) WELGAARD CPA'S & ADISORS POSITION: Employee NATURE: Accounting and Tax Services INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 12/01/1970 ADDRESS: 916 W 16th Street, Pella IA 50219, United States DESCRIPTION: CPA- Client Management
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Past
September 30, 2020 - February 6, 2023
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PELLA, IA
Past
June 15, 2001 - September 30, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
PELLA, IA
Past
January 1, 1999 - February 6, 2023
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
PELLA, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
AVANTAX INVESTMENT SERVICES, INC.
1ST GLOBAL | HD VEST INVESTMENT SERVICES | HD VEST | H.D. VEST INVESTMENT SERVICES | H.D. VEST INVESTMENT SECURITIES, INC. | AVANTAX WEALTH MANAGEMENT | AVANTAX INVESTMENT SERVICES, INC. | AVANTAX
CRD#: 13686 / SEC#: , 8-29533
BD
Termination Requested by SEC on 09/26/2025
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Contact information
Main Address
Mailing Address
Phone number
Established
Texas since 04/13/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
