Midori B. Wenzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Midori Brianna Wenzel, who also goes by Midori Brianna Blankenfeld, was a registered financial professional .
Midori is a previously registered financial professional and started their career in finance in 2001. Midori had worked at 1 firm and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2023 - November 16, 2023
DAVIS DISTRIBUTORS, LLC
October 26, 2001 - November 16, 2006
DAVIS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/13/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
DAVIS DISTRIBUTORS, LLC
CRD#: 7975 / SEC#: , 8-39258
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS SELECTED ADVISERS, L.P. | SHAREHOLDER | |
| COHEN, LISA J | CHIEF LEGAL OFFICER AND SECRETARY | 6539159 |
| DAVIS SELECTED ADVISERS- NY, INC. | SHAREHOLDER | |
| EICH, KENNETH CHARLES | CHIEF OPERATIONS OFFICER & PRESIDENT | 1945051 |
| MCLOUGHRY, MICHAELA | CHIEF COMPLIANCE OFFICER | 5005041 |
| TYC, GARY PAUL | CHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY | 1113505 |
| WIESE, RUSSELL OTIS | CHIEF MARKETING OFFICER | 2590996 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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