Allison Cavalieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Cavalieri, who also goes by Allison Warrick, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2001. Allison had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2011 - November 13, 2012
USRP EQUITIES, LLC
October 4, 2010 - January 12, 2011
SECURITIES AMERICA, INC.
October 18, 2001 - June 15, 2009
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USRP EQUITIES, LLC
CRD#: 149113 / SEC#: , 8-68106
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
