Luke G. Laidley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luke Graham Laidley, who also goes by Luke Laidley, Luke Laidley, was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2001. Luke had worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2017 - November 19, 2018
HALO SECURITIES, LLC
January 28, 2015 - August 12, 2016
INCAPITAL DISTRIBUTORS LLC
July 2, 2014 - August 12, 2016
INSPEREX LLC
October 4, 2006 - February 3, 2010
GOLDMAN SACHS & CO. LLC
November 10, 2004 - October 3, 2006
VAN KAMPEN ADVISORS INC
November 10, 2004 - October 3, 2006
INVESCO CAPITAL MARKETS, INC.
October 23, 2003 - November 1, 2004
MORGAN STANLEY DW INC.
October 23, 2003 - November 1, 2004
MORGAN STANLEY DW INC.
August 3, 2001 - December 6, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HALO SECURITIES, LLC
CRD#: 279029 / SEC#: , 8-69655
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
