Polly H. Henkel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Polly Herrick Henkel, who also goes by Polly Helen Herrick, was a registered financial professional .
Polly is a previously registered financial professional and started their career in finance in 2000. Polly had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2017 - November 14, 2017
BOSTON ADVISORS, LLC
March 4, 2010 - October 4, 2016
WEYLAND CAPITAL MANAGEMENT LLC
April 14, 2000 - July 9, 2007
CLM CAPITAL MANAGEMENT LLC
March 22, 2000 - March 2, 2010
WEYLAND CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Current Firm
BOSTON ADVISORS, LLC
CRD#: 140059 / SEC#: 801-66535
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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