AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Steven Geoffrey Lane

Steven G. Lane

CARRERA CAPITAL ADVISORS
Troy, MI 48084-5611
Some features on this profile are disabled
CRD#: 4407175
Steven Geoffrey Lane

Professional summary

Steven Geoffrey Lane, CFP®, ChFC®, CLU® is a registered financial advisor currently at CARRERA CAPITAL ADVISORS located in Troy, Michigan.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER OF STEVE AND NICOLE LANE PROPERTIES, LLC. 2921 YOSEMITE DR, LAKE ORION, MI. LLC OWNS RENTAL PROPERTY. DOES HOME MAINTENANCE AND RENT COLLECTION. START DATE 8/1/13, 1 HOUR PER MONTH, INVESTMENT RELATED. 3. CREEKSIDE VILLAGE OF ORION HOMEOWNERS ASSOCIATION. NON-INVESTMENT RELATED. 3079 S BALDWIN RD, LAKE ORION, MICHIGAN 48359. TREASURER, APRIL 2015, 5 HOURS PER MONTH, COLLECT DUES ANNUALLY FROM 45 HOMES TO PAY FOR REQUIRED MAINTENANCE THROUGHOUT YEAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Geoffrey Lane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

May 20, 2024 - Present

CARRERA CAPITAL ADVISORS

Office #1: 901 Wilshire Drive Suite 565, Troy, MI 48084-5611
RIA
CRD#: 330834
Troy, MI
Past

December 1, 2003 - June 17, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
TROY, MI
Past

July 16, 2001 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

July 16, 2001 - November 17, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CARRERA CAPITAL ADVISORS
CARRERA CAPITAL ADVISORS | MKJ COMPANY, LLC | CARRERA CAPITAL ADVISORS, LLC

CRD#: 330834 / SEC#: 801-130197

RIA
Registered Investment Advisory firm - (5/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(5/20/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/19/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/13/2001
General Securities Representative Examination

Current Firm

CC
CARRERA CAPITAL ADVISORS
CARRERA CAPITAL ADVISORS | MKJ COMPANY, LLC | CARRERA CAPITAL ADVISORS, LLC

CRD#: 330834 / SEC#: 801-130197

RIA
Registered Investment Advisory firm - (5/13/2024 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
901 Wilshire Drive Suite 565, Troy, MI 48084-5611
Mailing Address
Phone number
(248) 362-5009
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARRERA CAPITAL ADVISORS (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,461
AUM (Assets Under Management)$ 647,652,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARRERA CAPITAL ADVISORS

CRD#: 330834Troy, MI 48084-5611

TRUST BUT VERIFY

Monitor Steven Lane

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jack Anthony Jerzewski
Jack JerzewskiAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
TROY, MI
Lyndon L Davis
Lyndon DavisAdvisorCheck Check Mark
LIGHTSQUARE WEALTH MANAGEMENT, LLC
IAR
Farmington Hills, MI
Michael Haven Delap
Michael DelapAdvisorCheck Check Mark
OSAIC WEALTH, INC.
PR
SCOTTSDALE, AZ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics