Conall S. O'callaghan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conall Sean O'callaghan was a registered financial professional .
Conall is a previously registered financial professional and started their career in finance in 2001. Conall had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2009 - March 16, 2012
VIRTU FINANCIAL BD LLC
June 24, 2008 - January 7, 2009
NATWEST MARKETS SECURITIES INC.
November 6, 2006 - October 11, 2007
UBS SECURITIES LLC
July 1, 2002 - July 26, 2002
BEAR WAGNER SPECIALISTS LLC
June 4, 2001 - September 5, 2001
BEAR WAGNER SPECIALISTS LLC
State Registrations and Notice Filings
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Exams
Current Firm
VIRTU FINANCIAL BD LLC
CRD#: 148390 / SEC#: , 8-68015
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
Red Flags
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