Brian Lombardi
Professional summary
Brian Lombardi is a registered financial professional currently at FBN SECURITIES, INC. located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Lombardi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2023 - Present
FBN SECURITIES, INC.
Office #1: 112 West 34th Street 17th Floor, New York, NY 10120August 18, 2020 - January 6, 2023
SEAPORT GLOBAL SECURITIES LLC
May 10, 2019 - May 28, 2019
BOFA SECURITIES, INC.
June 18, 2014 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2010 - June 30, 2011
GFI SECURITIES LLC
June 21, 2010 - July 30, 2010
SUMMIT SECURITIES GROUP LLC
July 12, 2002 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2023)
(1/19/2023)
(1/18/2023)
(1/18/2023)
(1/19/2023)
(1/18/2023)
(1/18/2023)
(1/18/2023)
(1/19/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/26/2014
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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