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BP

Bradley D. Pyles

BLACK OAK SECURITIES
Macomb, IL 61455
Some features on this profile are disabled
CRD#: 4406983
BP

Professional summary


Bradley D Pyles, who also goes by Bradley David Pyles, is a registered financial professional currently at BLACK OAK SECURITIES, INC. located in Macomb, Illinois.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 2004. Bradley has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bradley David Pyles

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bradley D Pyles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 3, 2009 - Present

BLACK OAK SECURITIES, INC.

Office #1: 1220 A China Road, Macomb, IL 61455
BD
CRD#: 30889
Macomb, IL
Past

April 28, 2006 - September 21, 2007

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
MACOMB, IL
Past

December 13, 2004 - February 10, 2006

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 13, 2004 - February 10, 2006

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(2/14/2024)
RR
Illinois
(9/4/2009)
RR
Missouri
(2/26/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 11/8/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BO
BLACK OAK SECURITIES, INC.
BLACK OAK SECURITIES, INC.

CRD#: 30889 / SEC#: , 8-45219

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
707 Carroll Street, Suite C, Pawnee, IL 62558
Mailing Address
707 Carroll Street, Suite C P.o. Box 590, Pawnee, IL 62558
Phone number
(217) 498-7876
Established
Illinois since 09/25/1992
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GROSS, DWAN NPRESIDENT & CHIEF COMPLIANCE OFFICER5985005

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLACK OAK SECURITIES, INC.

CRD#: 30889Macomb, IL 61455

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