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Bradley D Pyles

BLACK OAK SECURITIES
Macomb, IL
·CRD# 4406983·21 years experience

Professional Summary

Bradley D Pyles, who also goes by Bradley David Pyles, is a registered financial advisor currently at BLACK OAK SECURITIES, INC. located in Macomb, Illinois. Bradley is registered as a RR (Registered Representative) and started their career in finance in 2004. Bradley has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradley David Pyles

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

BLACK OAK SECURITIES, INC.·CRD# 30889
BD
1220 A China Road, Macomb, IL 61455
September 3, 2009 - Present
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Macomb, IL
April 28, 2006 - September 21, 2007
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
December 13, 2004 - February 10, 2006
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
December 13, 2004 - February 10, 2006

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Current Firm

BO
BLACK OAK SECURITIES, INC.

BLACK OAK SECURITIES, INC.

CRD#: 30889 / SEC#: 8-45219
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

707 Carroll Street, Suite C, Pawnee, IL 62558

Mailing Address

707 Carroll Street, Suite C P.o. Box 590, Pawnee, IL 62558

Phone Number

(217) 498-7876

Established

Illinois since 09/25/1992

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROSS, DWAN NPRESIDENT & CHIEF COMPLIANCE OFFICER5985005

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(2/14/2024)
RR
Illinois
(9/4/2009)
RR
Missouri
(2/26/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2004About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Sep 2021About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bradley D Pyles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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