Christina D. Kramer

TRANSAMERICA FINANCIAL ADVISORS | Chief Compliance Officer

GAINESVILLE, GA

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CRD#: 4406871

Professional summary

Christina D Kramer, who also goes by Christina Michele Driggers, Christina M Kramer, Christina Driggers Lawson, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Gainesville, Georgia.

Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christina has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christina Michele Driggers | Christina M Kramer | Christina Driggers Lawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As employee of Transamerica Financial Advisors, may perform home office functions for other business units

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina D Kramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Christina D Kramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2022 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

GAINESVILLE, GA

Current

June 14, 2022 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

Office #1: 6400 C St Sw, Cedar Rapids, IA 52499

RIA

CRD#: 16164

Cedar Rapids, IA

Past

April 24, 2012 - June 1, 2022

PFS INVESTMENTS INC.

RIA

CRD#: 10111

DULUTH, GA

Past

April 20, 2012 - June 1, 2022

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

October 4, 2010 - April 5, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ATLANTA, GA

Past

March 14, 2008 - April 5, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ATLANTA, GA

Past

February 1, 2008 - March 19, 2008

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

May 16, 2007 - January 15, 2008

EDWARD JONES

CRD#: 250

SUWANEE, GA

Past

May 4, 2007 - January 15, 2008

EDWARD JONES

RIA

CRD#: 250

SUWANEE, GA

Past

May 15, 2006 - August 7, 2006

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

CHATTANOOGA, TN

Past

May 15, 2006 - August 7, 2006

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CHATTANOOGA, TN

Past

April 11, 2006 - May 17, 2006

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CHATTANOOGA, TN

Past

April 10, 2006 - May 17, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

CHATTANOOGA, TN

Past

July 10, 2002 - May 5, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

CHATTANOOGA, TN

Past

December 18, 2001 - May 5, 2004

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

July 30, 2001 - September 5, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 30, 2001 - September 5, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA

Registered Investment Advisory firm - SEC (5/16/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(6/14/2022)

IAR

Georgia
(6/15/2022)

Iowa
(12/8/2023)

IAR

Iowa
(12/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA

Registered Investment Advisory firm - SEC (5/16/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102

Mailing Address

6400 C St Sw, Cedar Rapids, IA 52499-0001

Phone number

(727) 299-1800

Established

Delaware since 12/28/1984

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,054

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TRANSAMERICA FINANCIAL ADVISORS, INC. FORM ADV, PART 2A (10/6/2025)

TRANSAMERICA ELITE WEALTH MANAGEMENT PLATFORM PROGRAM - APPENDIX (10/6/2025)

TRANSAMERICA FINANCIAL ADVISORS, INC., FORM ADV PART 2A, APPENDIX 1 (3/28/2025)

TRANSAMERICA FINANCIAL ADVISORS, INC. FORM ADV PART 2A, APPENDIX 1 (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
AUSA HOLDING, LLC	OWNER
BARRY, MICHELLE ANNE	DIRECTOR, PRESIDENT, CEO	2744539
BEITZEL, BRIAN	DIRECTOR, CHIEF FINANCIAL OFFICER	6183770
COSTELLO, ROBERT	CHIEF OPERATIONS OFFICER	1349716
KRAMER, CHRISTINA D	CHIEF COMPLIANCE OFFICER	4406871
TJOA, NATHANIEL	CHIEF SUPERVISORY OFFICER	4667709

Regulatory assets under management

Total Number of Accounts	42,440
AUM (Assets Under Management)	$ 1,730,669,809

Disclosures

Regulatory Event	19
Arbitration	3
Bond	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christina D. Kramer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina D Kramer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christina D Kramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

TRUIST INVESTMENT SERVICES, INC.

EDWARD JONES

EDWARD JONES

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/28/2001

Series 24

Date: 9/10/2012

FINRA

Current Firm

TRANSAMERICA FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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