Michelle S. Ewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Sweda Ewart, who also goes by Michelle J Sweda-ewart, Michelle Jean Sweda, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2006. Michelle had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2023 - December 6, 2024
FALLS BRIDGE SECURITIES, LLC
December 2, 2015 - December 31, 2016
ALPS DISTRIBUTORS, INC.
February 17, 2010 - September 6, 2012
UBS SECURITIES LLC
January 11, 2006 - November 20, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/3/2023
General Securities Representative ExaminationCurrent Firm
FALLS BRIDGE SECURITIES, LLC
CRD#: 299526 / SEC#: , 8-70247
Contact information
FINRA licenses (39 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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