Jay D. Tini
Professional summary
Jay Drennan Tini, who also goes by Jay Tini, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in New York, New York.
Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jay has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jay Drennan Tini's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2023 - Present
RITHOLTZ WEALTH MANAGEMENT
Office #1: 24 West 40th Street 15th Floor, New York, NY 10018January 19, 2012 - January 11, 2023
VANGUARD MARKETING CORPORATION
July 18, 2002 - November 18, 2011
ALLIANCEBERNSTEIN INVESTMENTS, INC.
June 26, 2001 - July 17, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2023)
Exams
Current Firm
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
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