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AG

Andrew P. Grant

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4406307
AG

Professional summary

Andrew Patrick Grant is a registered financial advisor currently at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC located in Los Angeles, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Andrew has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 25 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INTELLIGENCE DRIVEN INSURANCE SOLUTIONS; INV RELATED; 6128 INNOVATION WAY, CARLSBAD CA 92009; INSURANCE AGENCY - INSURANCE SALES; AGENT; 2018; 10 HRS/MO; 10 HRS/MO DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Patrick Grant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 20, 2023 - Present

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

Office #1: 2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067
RIA
CRD#: 104599
Los Angeles, CA
Past

January 3, 2019 - March 31, 2023

INTELLIGENCE DRIVEN ADVISERS, LLC

RIA
CRD#: 299589
CARLSBAD, CA
Past

July 25, 2018 - March 1, 2019

LABRUM WEALTH MANAGEMENT, LLC

RIA
CRD#: 150734
CARLSBAD, CA
Past

November 4, 2015 - July 13, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

November 3, 2015 - July 13, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

March 28, 2014 - October 19, 2015

MORGAN STANLEY

RIA
CRD#: 149777
LA MESA, CA
Past

March 7, 2014 - October 19, 2015

MORGAN STANLEY

BD
CRD#: 149777
LA MESA, CA
Past

September 8, 2003 - May 2, 2005

LOMBARDI & CO., INC.

BD
CRD#: 44810
NEW YORK, NY
Past

June 3, 2002 - September 23, 2002

LOMBARDI & CO., INC.

BD
CRD#: 44810
NEW YORK, NY
Past

June 4, 2001 - October 8, 2001

LOMBARDI & CO., INC.

BD
CRD#: 44810
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA
Registered Investment Advisory firm - (5/22/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/20/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/13/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/7/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 25
Date: 11/4/2003
NYSE Trading Assistant Examination

Current Firm

KA
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA
Registered Investment Advisory firm - (5/22/1985 Approved)
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Contact information

Main Address
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 556-2721
Established
Firm type
Fiscal year end
# of Employees
119

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KAR ADV PART 2A 3/26/2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts27,435
AUM (Assets Under Management)$ 45,493,862,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599Los Angeles, CA 90067

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