James K. Couture
Professional summary
James Kenneth Couture was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, James had worked at 5 firms, which includes PRIVATE WEALTH MANAGEMENT GROUP LLC, LPL FINANCIAL LLC, OSAIC FS INC., NEW ENGLAND SECURITIES, MORGAN STANLEY DW INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2012 - October 11, 2016
PRIVATE WEALTH MANAGEMENT GROUP LLC
March 12, 2009 - July 16, 2020
LPL FINANCIAL LLC
February 27, 2009 - July 16, 2020
LPL FINANCIAL LLC
February 21, 2006 - February 27, 2009
OSAIC FS, INC.
February 1, 2006 - February 27, 2009
OSAIC FS, INC.
August 7, 2002 - March 1, 2006
NEW ENGLAND SECURITIES
July 27, 2001 - July 26, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRIVATE WEALTH MANAGEMENT GROUP LLC
CRD#: 159826 / SEC#:
Contact information
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