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Theodore S. Russell

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CRD#: 4406000
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Theodore Stanley Russell JR., who also goes by Ted Russell, was a registered financial professional .

Theodore is a previously registered financial professional and started their career in finance in 2001. Theodore had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ted Russell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 21, 2011 - May 6, 2016

WELLS INVESTMENTS, INC.

RIA
CRD#: 131076
Tampa, FL
Past

November 5, 2009 - May 6, 2016

VALOR FINANCIAL SECURITIES LLC

BD
CRD#: 150726
WINTER HAVEN, FL
Past

October 20, 2005 - December 31, 2009

CETERA ADVISORS LLC

RIA
CRD#: 10299
WINTER HAVEN, FL
Past

January 1, 2004 - December 31, 2009

CETERA ADVISORS LLC

BD
CRD#: 10299
WINTER HAVEN, FL
Past

October 14, 2003 - January 1, 2004

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

June 22, 2001 - October 15, 2003

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
FORT WORTH, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/26/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WI
WELLS INVESTMENTS, INC.
WELLS INVESTMENTS, INC.

CRD#: 131076 / SEC#:

Florida
Registered Investment Advisory firm - (3/21/1997 Approved)
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Contact information


Main Address
521 West Central Avenue, Winter Haven, FL 33880
Mailing Address
Phone number
(863) 294-3361
Established
Firm type
Fiscal year end
# of Employees
2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WELLS INVESTMENTS, INC.

CRD#: 131076

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