JU
Jerry L. Uitermarkt
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CRD#: 4405942
JU
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Uitermarkt was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1999. Jerry had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Shareholder and Accountant with Schuring Uitermarkt Sims McCleish Ver Meer, PC, a regional CPA firm. I am located at 916 W 16th Street, Pella, IA 50219. I have been with the CPA firm since 1979. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax services, consulting, and account services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related.(2) I am a Shareholder and Advisor with Schuring & Uitermarkt Financial Services, a financial services firm located at 916 W 16th Street, Pella, IA 50219. I have been with the firm since 1997. I work approximately 160 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am on a member/owner of S & U Real Estate, a real estate rental company located at 916 W 16th Street, Pella, IA 50219. I devote approximately 5-10 hours a month to this activity, primarily during securities trading hours. I attend quarterly board meetings. My participation is not securities-related or investment-related. (4) I am a member/owner of Biotech Management, LLC., an Idol biodiesel plant. The company is located at 916 W 16th Street, Pella, IA 50219. I devote no more than 5-10 hours a month to this activity, primarily during securities trading hours. I discuss sales with business brokers and attend member meetings. My participation is not securities-related or investment-related. (5) I am a volunteer Operations Manager for Second Christian Reformed Church, a not-for-profit organization located in Pella, IA. I have participated in this activity since 12/2018. I handle the finances and facilities for the organization as well as attend periodic meetings. I devote approximately 2-5 hours per month to this activity, mostly during non-securities trading hours.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 29, 2001 - August 25, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
PELLA, IA
Past
January 1, 1999 - August 22, 2023
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
PELLA, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CF
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP ADVISORS | PROTECTIVE EQUITY SERVICES, INC. | PROEQUITIES, INC. | PROEQUITIES INC | INVESTMENT ADVISORS | CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
BD
Terminated by SEC on 08/24/2025
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Contact information
Main Address
2801 Highway 280 South, Birmingham, AL 35223
Mailing Address
P.o. Box 518, Birmingham, AL 35201-0518
Phone number
(800) 288-3035
Established
Alabama since 07/11/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
885
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
