PC
Patricia E. Carabello
CMC ADVISORS
NEW YORK, NY
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CRD#: 4405918
PC
Professional summary
Patricia Edna Carabello is a registered financial advisor currently at CMC ADVISORS, INC. located in New York, New York.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Patricia has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CMC INTERATIVE, LLC, A THIRD PARTY ADMINISTRATOR, LOCATED AT 75 BROAD STREET, 30TH FLOOR, NEW YORK, NY 10004 IS NOT INVESTMENT RELATED. SINCE AUGUST, 2001 I HAVE BEEN CCO, OWNER AND PRINCIPAL DEVOTING ABOUT 100 HOURS A MONTH, 50 HOURS DURING SECURITY TRADING HOURS, TO SALES, OPERATIONS MANAGEMENT AND INVESTMENT REVIEW.
2. TCR DEVELOPMENT, LLC 8/25/2006-PRESENT(NOT INVESTMENT RELATED; TITLE: OWNER/CO-FOUNDER/PRINCIPAL
4040 WOODCOCK DRIVE, SUITE 250, JACKSONVILLE, FL 32207
SOFTWARE DEVELOPMENT & IT SUPPORT
RELATIONSHIP TO CMC ADVISORS/CMC INTERACTIVE-SOME OF THE SAME OWNERS, CMC ADVISORS AND CMC INTERACTIVE USE TCR'S SOFTWARE.
3. SOLEHUB, LLC- 9/11/2013-PRESENT (NOT INVESTMENT RELATED) OWNER/CO-FOUNDER/PRINCIPAL
75 BROAD STREET, #3010, NEW YORK, NY 10004
E-COMMERCE; RELATIONSHIP TO CMC ADVISORS/CMC INTERACTIVE-SOME OF THE SAME OWNERS.
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Edna Carabello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2008 - Present
CMC ADVISORS, INC.
RIA
CRD#: 123811
NEW YORK, NY
Past
July 6, 2001 - December 20, 2001
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CMC ADVISORS, INC.
CMC ADVISORS, INC.
CRD#: 123811 / SEC#: 801-62466
RIA
Registered Investment Advisory firm - (10/31/2003 Approved)New York
Registered Investment Advisory firm - (11/3/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/3/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CA
CMC ADVISORS, INC.
CMC ADVISORS, INC.
CRD#: 123811 / SEC#: 801-62466
RIA
Registered Investment Advisory firm - (10/31/2003 Approved)New York
Registered Investment Advisory firm - (11/3/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
433 Plaza Real Suite 275, Boca Raton, FL 33432
Mailing Address
Phone number
(212) 402-1850
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (13 States and Territories)
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 12/20/2024 | ||
| 03/28/2024 | ||
| 11/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
