DF
Daniel I. Forbes
CENTAURUS FINANCIAL
SANDY SPRINGS, GA 30350
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CRD#: 4405908
DF
Daniel I ForbesCENTAURUS FINANCIAL
Professional summary
Daniel I Forbes, who also goes by Daniel Ian Forbes, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Sandy Springs, Georgia.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Daniel has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Aliases
Daniel Ian Forbes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EMPRESS LEGACY LIVING | INVESTMENT RELATED: NO | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 267 LANGLEY DR. UNIT 4298 SNELLVILLE, GA 30044 | START DATE: 12/01/2025 | NATURE OF ACTIVITY: REAL ESTATE | APPROX HRS PER MTH: 10-20 HOURS| DESCRIPTION OF DUTIES: SCHEDULING AND UPKEEP OF THE HOME; RENTAL PROPERTY OWNERSHIP. 2) EMPRESS ROYAL TEES | POSITION: Partner | NATURE: I assist my wife with her apparel business | INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2024 | ADDRESS: 2509 Dunhaven Gln, Snellville GA 30078-7332 | DESCRIPTION: Assist my spouse in the decision making of her business
CRS (Client Relationship Summary) - RIA
Click below to view Daniel I Forbes's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel I Forbes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2026 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7840 Roswell Road Suite #415, Sandy Springs, GA 30350RIA
BD
CRD#: 30833
SANDY SPRINGS, GA
Current
August 6, 2026 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7840 Roswell Road Suite #415, Sandy Springs, GA 30350RIA
BD
CRD#: 30833
SANDY SPRINGS, GA
Past
March 4, 2022 - July 22, 2026
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
Conshohocken, PA
Past
February 10, 2022 - July 22, 2026
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
Conshohocken, PA
Past
January 11, 2018 - February 1, 2022
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
DULUTH, GA
Past
January 9, 2018 - February 1, 2022
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
DULUTH, GA
Past
April 1, 2015 - December 18, 2017
TRIAD ADVISORS LLC
RIA
CRD#: 25803
NORCROSS, GA
Past
March 13, 2015 - December 18, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
NORCROSS, GA
Past
September 14, 2012 - March 6, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
ATLANTA, GA
Past
November 20, 2006 - March 6, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(8/6/2026)
IAR
Georgia(8/7/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
