Christopher P. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Patrick Murphy was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 2 firms and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2002 - March 17, 2004
R.J. MURPHY & ASSOCIATES, LLC
May 29, 2001 - October 26, 2001
R. J. MURPHY EXECUTIONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 11/7/2002
NYSE Trading Assistant ExaminationCurrent Firm
R.J. MURPHY & ASSOCIATES, LLC
CRD#: 112238 / SEC#: , 8-53233
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MURPHY, RICHARD JOHN | CEO/CCO/CFO/COO/LLC MEMBER | 2356951 |
Red Flags
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