Hollis H. Lamon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hollis Hunter Lamon, who also goes by Hunter Lamon, was a registered financial professional .
Hollis is a previously registered financial professional and started their career in finance in 2002. Hollis had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2016 - November 5, 2020
LAMON & STERN, INC.
June 28, 2011 - March 25, 2014
CREDIT SUISSE SECURITIES (USA) LLC
May 6, 2011 - March 25, 2014
CREDIT SUISSE SECURITIES (USA) LLC
January 6, 2009 - May 12, 2011
LAMON & STERN, INC.
July 6, 2004 - April 29, 2008
KNIGHT CAPITAL AMERICAS, L.P.
June 13, 2002 - July 2, 2004
LAMON & STERN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/17/2004
Limited Representative-Equity Trader ExamCurrent Firm
LAMON & STERN, INC.
CRD#: 10839 / SEC#: , 8-28694
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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