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HL

Hollis Hunter Lamon

CRD# 4405598·Registered 2002 - 2020
Previously Registered: Being a previously registered professional could mean that Hollis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hollis Hunter Lamon, who also goes by Hunter Lamon, was a registered financial advisor. Hollis was a previously registered financial professional and started their career in finance 2002 - 2020. Hollis had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hunter Lamon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

LAMON & STERN, INC.·CRD# 10839
BD
Atlanta, GA
January 26, 2016 - November 5, 2020
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
Atlanta, GA
June 28, 2011 - March 25, 2014
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
Atlanta, GA
May 6, 2011 - March 25, 2014
LAMON & STERN, INC.·CRD# 10839
BD
Atlanta, GA
January 6, 2009 - May 12, 2011
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
July 6, 2004 - April 29, 2008
LAMON & STERN, INC.·CRD# 10839
BD
Atlanta, GA
June 13, 2002 - July 2, 2004

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Current Firm

L&
LAMON & STERN, INC.

COMFUND SECURITIES CORPORATION | LAMON-CALLOWAY, INC. | LAMON - CALLAWAY, INC. | LAMON & STERN, INC. | HML EQUITIES, INC. | ESTATE CONSERVATION INC.

CRD#: 10839 / SEC#: 8-28694
BD
Terminated by SEC on 10/14/2024

Contact Information

Established

Georgia since 09/01/1978

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ALLEN III, GEORGE THOMASFINANCIAL AND OPERATIONS PRINCIPAL4127517
REUTHER, WILLIAM NOLANCHIEF COMPLIANCE OFFICER5539627

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2004

Series 7 — General Securities Representative Examination

Passed Jun 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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HL
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