Qiwei Zheng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Qiwei Zheng, who also goes by Jack Zheng, was a registered financial professional .
Qiwei is a previously registered financial professional and started their career in finance in 2001. Qiwei had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - December 31, 2011
TREASURE FINANCIAL CORP.
January 6, 2005 - March 22, 2006
SUPERTRADE SECURITIES, INC.
May 16, 2002 - December 31, 2004
GLOBAL-AMERICAN INVESTMENTS, INC.
December 11, 2001 - May 28, 2002
UNIVEST SECURITIES, LLC
August 23, 2001 - November 12, 2001
GLOBAL ACCESS FINANCIAL SERVICES
June 5, 2001 - July 27, 2001
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/30/2001
Limited Representative-Equity Trader ExamCurrent Firm
TREASURE FINANCIAL CORP.
CRD#: 38323 / SEC#: , 8-48165
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
